Regulations and License

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Regulations and License

Regulations and License

Fideliscm Cyprus Limited

Fideliscm Cyprus Limited dba Fidelis Capital Markets ( “FCM” ) fka SN Financials Limited a Cyprus Investment Firm regulated by the Cyprus Securities and Exchange Commission (CySEC licence number 208/13), the regulatory authority for the financial services industry in Cyprus. Being registered with Financial Conduct Authority (FCA) and governed by MiFID, Markets in Financial Instruments Directive, gives us a passport across the European Union states to offer our top quality brokerage services.

Fidelis Capital Markets is also a member of other competent authorities/ regulators as well as professional and governmental bodies.


INVESTOR COMPENSATION FUND – (ICF)

We are also a member of ICF, Investor Compensation Fund which was established under the Investment Firms (IF) Law 2002 as amended (the “Law”) and the Establishment and Operation of an Investor Compensation Fund for customers of CIFs Regulations of 2004 (the “Regulations”) which were issued under the Law.

The Fund shall compensate the Company’s covered customers as to the covered investment services and ancillary service offered by the Company as these are listed on its authorization and can be found in the website of the Cyprus Securities and Exchange Commission.

The main objective of the Fund is to secure the claims of the clients of regulated ‘CIFs’ that are members of the Fund (“Fund Members”) against Fund Members, through the payment of compensation, in cases where Fund Members are unable, due to their financial circumstances, and when no realistic prospect of improvement of such circumstances in the near future seems possible.

SAFETY OF FUNDS

Fidelis CM takes extreme measures to ensure that our clients’ funds are always 100% secure and governed by the principal of Safety

Fideliscm Cyprus Limited IS AUTHORISED BY CYSEC UNDER LICENSE NO. 208/13 TO PROVIDE THE FOLLOWING INVESTMENT AND ANCILLARY SERVICES Investment Services

  • Reception and transmission of orders in relation to one or more financial instruments.
  • Execution of orders on behalf of Clients.
  • Portfolio Management.

Ancillary Services

  • Safekeeping and administration of financial instruments, including custodianship and related services.
  • Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
  • Foreign exchange services where these are connected to the provision of investment services.
  • Ιnvestment research and financial analysis or other forms.

Fidelis Capital Markets Limited

Fidelis Capital Markets Limited (License Number 14841) is regulated by Vanuatu Financial Services Commission, Vanuatu and and authorised to trade in financial and commodity based derivatives instruments and other securities.

Fideliscm Cyprus Ltd DBA Fidelis Capital Markets allows Fidelis Capital Markets Ltd – Vanuatu to use the URL www.fideliscm.com

Registered with VFSC,
Vanuatu

All funds deposited in
AA banks Bank

Externally Audited

Strict compliance checks
for AML/MLTPA

Audits

Fidelis has external auditors ensuring compliance with regulatory policies and operational processes.

AML/MLTPA

Fidelis follows all The Money Laundering and Terrorism (Prevention) Act, 2008 (MLTPA) policies and its regulations. Our account opening procedures are highly structured to prevent any money laundering. Please go through the AML policy which informs about the documents required and procedure to open an account to be in compliance with The Money Laundering and Terrorism (Prevention) Act, 2008 (MLTPA).

Legal Documentation

Fideliscm Cyprus Limited dba Fidelis Capital Markets ( “FCM” ) fka SN Financials Limited a Cyprus Investment Firm regulated by the Cyprus Securities and Exchange Commission (CySEC licence number 208/13), the regulatory authority for the financial services industry in Cyprus. Being registered with Financial Conduct Authority (FCA) and governed by MiFID, Markets in Financial Instruments Directive, gives us a passport across the European Union states to offer our top quality brokerage services.

Fidelis Capital Markets is also a member of other competent authorities/ regulators as well as professional and governmental bodies.

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