Regulations and License
SAFETY OF FUNDS
Fidelis CM takes extreme measures to ensure that our clients’ funds are always 100% secure and governed by the principal of Safety
Fidelis Capital Markets Limited IS REGISTERED BY FSA Saint Vincent and the Grenadines UNDER No. 24163 IBC 2017 TO PROVIDE THE FOLLOWING INVESTMENT AND ANCILLARY SERVICES
Investment Services
- Reception and transmission of orders in relation to one or more financial instruments.
- Execution of orders on behalf of Clients.
- Portfolio Management.
Ancillary Services
- Safekeeping and administration of financial instruments, including custodianship and related services.
- Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
- Foreign exchange services where these are connected to the provision of investment services.
- Ιnvestment research and financial analysis or other forms.
Fidelis Capital International Markets
Fidelis Capital International Markets is regulated by the Financial Services Commission of the Republic of Mauritius with an Investment Dealer License bearing license number GB19024708
Fidelis Capital Markets Limited
Fidelis Capital Markets Limited registered by FSA Saint Vincent and the Grenadines with Number 24163 BC 2017 authorised to trade in financial and commodity based derivatives instruments and other securities.
Registered with FSA,
Saint Vincent and the Grenadines
All funds deposited in
AA banks Bank
Externally Audited
Strict compliance checks
for AML/MLTPA
Audits
Fidelis has external auditors ensuring compliance with regulatory policies and operational processes.
AML/MLTPA
Fidelis follows all The Money Laundering and Terrorism (Prevention) Act, 2008 (MLTPA) policies and its regulations. Our account opening procedures are highly structured to prevent any money laundering. Please go through the AML policy which informs about the documents required and procedure to open an account to be in compliance with The Money Laundering and Terrorism (Prevention) Act, 2008 (MLTPA).
Legal Documentation
Fidelis Capital International Markets is regulated by the Financial Services Commission of the Republic of Mauritius with an Investment Dealer License bearing license number GB19024708 and Fidelis Capital Markets Limited registered by FSA St. Vincent and the Grenadines with Number 24163 BC 2017 authorised to trade in financial and commodity based derivatives instruments and other securities.
Fidelis Capital Markets is also a member of other competent authorities/ regulators as well as professional and governmental bodies.
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